Extract from the Register of European Patents

EP About this file: EP1782375

EP1782375 - PROCESS FOR PROVIDING TIMELY QUALITY INDICATION OF MARKET TRADES [Right-click to bookmark this link]
StatusThe application has been refused
Status updated on  08.10.2021
Database last updated on 20.03.2026
Most recent event   Tooltip08.10.2021Refusal of applicationpublished on 10.11.2021  [2021/45]
Applicant(s)For all designated states
NYSE Group, Inc.
11 Wall Street
New York, NY 10005 / US
[2014/52]
Former [2007/19]For all designated states
Nyfix, Inc.
Stamford Harbor Park 333 Ludlow Street
Stamford, CT 06902 / US
For all designated states
Hansen, Peter
Stamford Harbor Park 333, Ludlow Street
Stamford, CT 06902 / US
For all designated states
Kragh, Lars
333 Ludlow Street, Stamford Harbour Park
Stamford CT 06902 / US
Inventor(s)01 / HANSEN, Peter, c/o Nyfix, Inc.
Stamford Harbor Park 333 Ludlow Street
Stamford, CT 06902 / US
02 / KRAGH, Lars, c/o Nyfix, Inc.
Stamford Harbor Park 333 Ludlow Street
Stamford, CT 06902 / US
03 / LANDMARK, Nicolay, c/o Nyfix, Inc.
Stamford HarborPark, 333 Ludlow Street
Stamford, CT 06902 / US
 [2007/19]
Representative(s)Lucas, Brian Ronald
Lucas & Co.
135 Westhall Road
Warlingham, Surrey CR6 9HJ / GB
[N/P]
Former [2007/19]Lucas, Brian Ronald
Lucas & Co. 135 Westhall Road Warlingham
Surrey CR6 9HJ / GB
Application number, filing date05734156.215.04.2005
[2007/19]
WO2005US12987
Priority number, dateUS2004082572615.04.2004         Original published format: US 825726
[2007/19]
Filing languageEN
Procedural languageEN
PublicationType: A2 Application without search report
No.:WO2005103981
Date:03.11.2005
Language:EN
[2005/44]
Type: A2 Application without search report 
No.:EP1782375
Date:09.05.2007
Language:EN
The application published by WIPO in one of the EPO official languages on 03.11.2005 takes the place of the publication of the European patent application.
[2007/19]
Search report(s)International search report - published on:US18.01.2007
(Supplementary) European search report - dispatched on:EP29.01.2009
ClassificationIPC:G06Q40/00
[2007/19]
CPC:
G06Q40/04 (EP,US)
Designated contracting statesAT,   BE,   BG,   CH,   CY,   CZ,   DE,   DK,   EE,   ES,   FI,   FR,   GB,   GR,   HU,   IE,   IS,   IT,   LI,   LT,   LU,   MC,   NL,   PL,   PT,   RO,   SE,   SI,   SK,   TR [2007/19]
Extension statesALNot yet paid
BANot yet paid
HRNot yet paid
LVNot yet paid
MKNot yet paid
YUNot yet paid
TitleGerman:PROZESS ZUR BEREITSTELLUNG EINER RECHTZEITIGEN QUALITÄTSINDIKATION FÜR DEN MARKTHANDEL[2007/19]
English:PROCESS FOR PROVIDING TIMELY QUALITY INDICATION OF MARKET TRADES[2007/19]
French:PROCEDE POUR FOURNIR DES INDICATIONS PONCTUELLES DE QUALITE RELATIVES A DES OPERATIONS SUR LE MARCHE[2007/19]
Entry into regional phase23.02.2007National basic fee paid 
23.02.2007Search fee paid 
23.02.2007Designation fee(s) paid 
23.02.2007Examination fee paid 
Examination procedure14.02.2006Request for preliminary examination filed
International Preliminary Examining Authority: US
23.02.2007Examination requested  [2007/19]
04.06.2009Despatch of communication that the application is deemed to be withdrawn, reason: reply to the communication from the examining division not received in time
27.10.2009Despatch of a communication from the examining division (Time limit: M06)
29.04.2010Reply to a communication from the examining division
29.11.2016Date of oral proceedings
31.01.2017Despatch of communication that the application is refused, reason: substantive examination [2021/45]
31.01.2017Minutes of oral proceedings despatched
15.06.2021Application refused, date of legal effect [2021/45]
Appeal following examination03.03.2017Appeal received No.  T1453/17
23.05.2017Statement of grounds filed
15.06.2021Result of appeal procedure: appeal of the applicant was rejected
28.09.2021Despatch of the decision of the Board of Appeal
15.06.2021Date of oral proceedings
Divisional application(s)The date of the Examining Division's first communication in respect of the earliest application for which a communication has been issued is  27.10.2009
Request for further processing for:The application is deemed to be withdrawn due to failure to indicate the wish to proceed further with the application
04.08.2009Request for further processing filed
04.08.2009Full payment received (date of receipt of payment)
Request granted
19.08.2009Decision despatched
Fees paidRenewal fee
12.04.2007Renewal fee patent year 03
28.03.2008Renewal fee patent year 04
16.04.2009Renewal fee patent year 05
25.03.2010Renewal fee patent year 06
12.04.2011Renewal fee patent year 07
28.03.2012Renewal fee patent year 08
12.04.2013Renewal fee patent year 09
25.03.2014Renewal fee patent year 10
09.02.2015Renewal fee patent year 11
23.02.2016Renewal fee patent year 12
23.03.2017Renewal fee patent year 13
27.02.2018Renewal fee patent year 14
28.02.2019Renewal fee patent year 15
03.03.2020Renewal fee patent year 16
25.02.2021Renewal fee patent year 17
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Documents cited:Search[L]   EPO: "Mitteilung des Europischen Patentamts vom 1. Oktober 2007 ber Geschftsmethoden = Notice from the European Patent Office dated 1 October 2007 concerning business methods = Communiqu de l'Office europen des brevets,en date du 1er octobre 2007, concernant les mthodes dans le domaine des activits", JOURNAL OFFICIEL DE L'OFFICE EUROPEEN DES BREVETS.OFFICIAL JOURNAL OF THE EUROPEAN PATENT OFFICE.AMTSBLATTT DES EUROPAEISCHEN PATENTAMTS, OEB, MUNCHEN, DE, vol. 30, no. 11, 1 November 2007 (2007-11-01), pages 592 - 593, XP007905525, ISSN: 0170-9291 [L] 1-17 * The claimed subject-matter, with due regard to the description and drawings in accordance with Article 92 EPC, relates to processes comprised in the list of subject-matter and activities excluded from patentability under Article 52(2) and (3) EPC. The information technology employed as an enabler for carrying out said processes is conventional. Its use for carrying out non-technical processes forms part of common general knowledge and it was widely available to everyone at the date of filing of the present application. No documentary evidence is therefore considered necessary. *
International search[Y] US2003163404  (HU KENNETH et al.) [Y]
 [YP] US2004243502  (SLOWIK DONALD et al.) [YP]
ExaminationWO0068841
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