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Extract from the Register of European Patents

EP About this file: EP1761890

EP1761890 - A SYSTEM AND METHOD FOR ANALYSING RISK ASSOCIATED WITH AN INVESTMENT PORTFOLIO [Right-click to bookmark this link]
StatusThe application has been refused
Status updated on  30.03.2018
Database last updated on 02.11.2024
Most recent event   Tooltip30.03.2018Refusal of applicationpublished on 02.05.2018  [2018/18]
Applicant(s)For all designated states
Transcon Securities PTY, Ltd.
007 184 983 Level 43, Nauru House 80 Collins Street
Melbourne, Victoria 3000 / AU
[2007/11]
Inventor(s)01 / SALTER, Geoffrey, Gordon
61 Park Street
South Yarra, Victoria 3141 / AU
 [2007/11]
Representative(s)Lloyd, Patrick Alexander Desmond
Reddie & Grose LLP The White Chapel Building
10 Whitechapel High Street
London E1 8QS / GB
[N/P]
Former [2007/11]Lloyd, Patrick Alexander Desmond
Reddie & Grose 16 Theobalds Road
London WC1X 8PL / GB
Application number, filing date05744845.801.06.2005
[2007/11]
WO2005AU00776
Priority number, dateAU2004090303001.06.2004         Original published format: AU 2004903030
AU2004090324011.06.2004         Original published format: AU 2004903240
[2007/11]
Filing languageEN
Procedural languageEN
PublicationType: A1 Application with search report
No.:WO2005119534
Date:15.12.2005
Language:EN
[2005/50]
Type: A1 Application with search report 
No.:EP1761890
Date:14.03.2007
Language:EN
The application published by WIPO in one of the EPO official languages on 15.12.2005 takes the place of the publication of the European patent application.
[2007/11]
Search report(s)International search report - published on:AU15.12.2005
(Supplementary) European search report - dispatched on:EP03.07.2009
ClassificationIPC:G06Q40/00
[2009/32]
CPC:
G06Q40/06 (EP,US); G06F3/0482 (US); G06F3/0484 (US);
G06Q10/04 (US); G06Q40/08 (EP,US)
Former IPC [2007/11]G06Q10/00
Designated contracting statesAT,   BE,   BG,   CH,   CY,   CZ,   DE,   DK,   EE,   ES,   FI,   FR,   GB,   GR,   HU,   IE,   IS,   IT,   LI,   LT,   LU,   MC,   NL,   PL,   PT,   RO,   SE,   SI,   SK,   TR [2007/11]
Extension statesALNot yet paid
BANot yet paid
HRNot yet paid
LVNot yet paid
MKNot yet paid
YUNot yet paid
TitleGerman:SYSTEM UND VERFAHREN ZUM ANALYSIEREN VON MIT EINEM INVESTITIONS-PORTFOLIO VERBUNDENEM RISIKO[2007/11]
English:A SYSTEM AND METHOD FOR ANALYSING RISK ASSOCIATED WITH AN INVESTMENT PORTFOLIO[2007/11]
French:SYSTEME ET PROCEDE PERMETTANT D'ANALYSER LE RISQUE ASSOCIE A UN PORTEFEUILLE D'INVESTISSEMENTS[2007/11]
Entry into regional phase28.12.2006National basic fee paid 
28.12.2006Search fee paid 
28.12.2006Designation fee(s) paid 
28.12.2006Examination fee paid 
Examination procedure28.12.2006Examination requested  [2007/11]
26.02.2007Amendment by applicant (claims and/or description)
08.12.2009Despatch of a communication from the examining division (Time limit: M06)
27.07.2010Despatch of communication that the application is deemed to be withdrawn, reason: reply to the communication from the examining division not received in time
06.10.2010Reply to a communication from the examining division
28.11.2017Cancellation of oral proceeding that was planned for 07.12.2017
07.12.2017Date of oral proceedings (cancelled)
11.12.2017Despatch of communication that the application is refused, reason: substantive examination [2018/18]
21.12.2017Application refused, date of legal effect [2018/18]
Divisional application(s)The date of the Examining Division's first communication in respect of the earliest application for which a communication has been issued is  08.12.2009
Request for further processing for:The application is deemed to be withdrawn due to failure to reply to the examination report
06.10.2010Request for further processing filed
06.10.2010Full payment received (date of receipt of payment)
Request granted
20.10.2010Decision despatched
Fees paidRenewal fee
28.12.2006Renewal fee patent year 03
12.11.2008Renewal fee patent year 04
16.06.2009Renewal fee patent year 05
11.06.2010Renewal fee patent year 06
13.06.2011Renewal fee patent year 07
14.06.2012Renewal fee patent year 08
10.06.2013Renewal fee patent year 09
31.03.2014Renewal fee patent year 10
10.06.2015Renewal fee patent year 11
10.06.2016Renewal fee patent year 12
26.06.2017Renewal fee patent year 13
Penalty fee
Additional fee for renewal fee
30.06.200804   M06   Fee paid on   12.11.2008
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Responsibility for the accuracy, completeness or quality of the data displayed under the link provided lies entirely with the Unified Patent Court.
Documents cited:Search[L]  - "STATEMENT IN ACCORDANCE WITH THE NOTICE FROM THE EUROPEAN PATENT OFFICE DATED 1 OCTOBER 2007 CONCERNING BUSINESS METHODS - EPC / ERKLAERUNG GEMAESS DER MITTEILUNG DES EUROPAEISCHEN PATENTAMTS VOM 1.OKTOBER 2007 UEBER GESCHAEFTSMETHODEN - EPU / DECLARATION CONFORMEMENT AU COMMUNIQUE DE L'OFFICE EUROP", JOURNAL OFFICIEL DE L'OFFICE EUROPEEN DES BREVETS.OFFICIAL JOURNAL OF THE EUROPEAN PATENT OFFICE.AMTSBLATTT DES EUROPAEISCHEN PATENTAMTS, OEB, MUNCHEN, DE, (20071101), ISSN 0170-9291, pages 592 - 593, XP002456252 [L] 1-28 * Statement in accordance with the Notice from the European Patent Office dated 1 October 2007 concerning business methods(OJ 11/2007; p592-593) The claimed subject matter, with due regard to the description and drawings, relates to processes comprised in the list of subject matter and activities excluded from patentability under Art.52(2) and (3) EPC. The applicant is advised that in accordance with the established practice of the EPO, no search need be performed in respect of those aspects of the claimed invention. The only identifiable technical aspects of the claimed invention relate to the use of conventional, general-purpose data processing technology for processing data of an inherently non-technical nature. The information technology employed is considered to have been generally known as it was widely available to everyone at the date of filing/priority of the present application. The notoriety of such prior art cannot reasonably be contested. No documentary evidence was therefore considered required. *
International search[X]WO0143037  (OPTIMIZEUSA COM [US], et al);
 [X]US2002152151  (BAUGHMAN WILLIAM [US], et al);
 [X]US2003172018  (CHEN PENG [US], et al);
 [X]WO03096253  (UBS PAINEWEBBER INC [US])
The EPO accepts no responsibility for the accuracy of data originating from other authorities; in particular, it does not guarantee that it is complete, up to date or fit for specific purposes.