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Extract from the Register of European Patents

EP About this file: EP3048575

EP3048575 - SEGMENTATION AND STRATIFICATION OF COMPOSITE PORTFOLIOS OF INVESTMENT SECURITIES [Right-click to bookmark this link]
StatusThe application has been refused
Status updated on  27.03.2020
Database last updated on 20.09.2024
FormerExamination is in progress
Status updated on  19.05.2017
FormerRequest for examination was made
Status updated on  03.02.2017
Most recent event   Tooltip27.03.2020Refusal of applicationpublished on 29.04.2020  [2020/18]
Applicant(s)For all designated states
Riggs, Rory
179 Franklin Street
3rd Floor
New York, New York 10013 / US
[2016/30]
Inventor(s)01 / Riggs, Rory
179 Franklin Street
3rd Floor
New York, New York 10013 / US
02 / Remmel, Harmon
179 Franklin Street
3rd Floor
New York, New York 10013 / US
03 / Goldman, Daniel
179 Franklin Street
3rd Floor
New York, New York 10013 / US
04 / Silkworth, Christopher
179 Franklin Street
3rd Floor
New York, New York 10013 / US
05 / Chandler, Jonathan
179 Franklin Street
3rd Floor
New York, New York 10013 / US
06 / Fifield, James
179 Franklin Street
3rd Floor
New York, New York 10013 / US
07 / Fuller, Adelaide
179 Franklin Street
3rd Floor
New York, New York 10013 / US
08 / Sandys, Sean
179 Franklin Street
3rd Floor
New York, New York 10013 / US
09 / Marius, Gabriel
179 Franklin Street
3rd Floor
New York, New York 10013 / US
10 / Finn, Mark
179 Franklin Street
3rd Floor
New York, New York 10013 / US
 [2016/30]
Representative(s)sgb europe
Bergstrasse 31
82069 Hohenschäftlarn / DE
[N/P]
Former [2016/30]Dienwiebel, Thomas
Dienwiebel Transatlantic Intellectual Property
Lechnerstraße 25a
82067 Ebenhausen / DE
Application number, filing date16152497.023.01.2016
[2016/30]
Priority number, dateUS20151460419723.01.2015         Original published format: US201514604197
WO2015US1276223.01.2015         Original published format: PCT/US2015/012762
US20151480177516.07.2015         Original published format: US201514801775
[2016/30]
Filing languageEN
Procedural languageEN
PublicationType: A1 Application with search report 
No.:EP3048575
Date:27.07.2016
Language:EN
[2016/30]
Search report(s)(Supplementary) European search report - dispatched on:EP10.06.2016
ClassificationIPC:G06Q40/06
[2016/30]
CPC:
G06Q40/06 (EP)
Designated contracting statesAL,   AT,   BE,   BG,   CH,   CY,   CZ,   DE,   DK,   EE,   ES,   FI,   FR,   GB,   GR,   HR,   HU,   IE,   IS,   IT,   LI,   LT,   LU,   LV,   MC,   MK,   MT,   NL,   NO,   PL,   PT,   RO,   RS,   SE,   SI,   SK,   SM,   TR [2017/10]
Former [2016/30]AL,  AT,  BE,  BG,  CH,  CY,  CZ,  DE,  DK,  EE,  ES,  FI,  FR,  GB,  GR,  HR,  HU,  IE,  IS,  IT,  LI,  LT,  LU,  LV,  MC,  MK,  MT,  NL,  NO,  PL,  PT,  RO,  RS,  SE,  SI,  SK,  SM,  TR 
Extension statesBANot yet paid
MENot yet paid
Validation statesMANot yet paid
MDNot yet paid
TitleGerman:SEGMENTIERUNG UND STRATIFIZIERUNG VON ZUSAMMENGESETZTEN PORTFOLIOS VON ANLAGEPAPIEREN[2016/30]
English:SEGMENTATION AND STRATIFICATION OF COMPOSITE PORTFOLIOS OF INVESTMENT SECURITIES[2016/30]
French:COMPOSITE DE SEGMENTATION ET DE STRATIFICATION DE PORTEFEUILLES DE TITRES DE PLACEMENT[2016/30]
Examination procedure23.01.2016Date on which the examining division has become responsible
27.01.2017Amendment by applicant (claims and/or description)
27.01.2017Examination requested  [2017/10]
22.05.2017Despatch of a communication from the examining division (Time limit: M06)
12.01.2018Despatch of communication that the application is deemed to be withdrawn, reason: reply to the communication from the examining division not received in time
09.03.2018Reply to a communication from the examining division
21.11.2019Cancellation of oral proceeding that was planned for 25.11.2019
25.11.2019Date of oral proceedings (cancelled)
13.12.2019Despatch of communication that the application is refused, reason: substantive examination [2020/18]
23.12.2019Application refused, date of legal effect [2020/18]
Request for further processing for:The application is deemed to be withdrawn due to failure to reply to the examination report
09.03.2018Request for further processing filed
09.03.2018Full payment received (date of receipt of payment)
Request granted
23.03.2018Decision despatched
Fees paidRenewal fee
24.01.2018Renewal fee patent year 03
30.01.2019Renewal fee patent year 04
23.01.2020Renewal fee patent year 05
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Documents cited:Search   [ ] - No relevant documents disclosed
by applicantUS8306892
 US8131620
 US8005740
    - CARHART, M. M., "On Persistence in Mutual Fund Performance", THE JOURNAL OF FINANCE, (1997), vol. 52, pages 57 - 82
The EPO accepts no responsibility for the accuracy of data originating from other authorities; in particular, it does not guarantee that it is complete, up to date or fit for specific purposes.